Corporate actions posted in March 2019

Date Effective Investment Affected Corporate Action
01/03/2019 Fidelity Multi Asset Inc Y Acc

Fund Conversion - Fidelity Multi Asset Inc Y Acc to Fidelity Multi Asset Inc N Acc

Fidelity have notified us of ashare class conversion from their Fidelity Multi Asset Income Y share classes into the equivalent N share class, effective from 01/03/2019. This is due to the ongoing charges figure being lower. Novia will close all converting funds to buys on 15/02/2019 and to sells on 22/02/2019. Please note model portfolios will be impacted for this period until processing of the corporate event has been completed. When completed model, portfolios will be realigned to the receiving funds if possible; if not Novia will send a separate notification informing you of any issues. Fidelity Multi Asset Inc Y Acc to Fidelity Multi Asset Inc N Acc

01/03/2019 Invesco Global Distribution Fund (UK)

Name Change - Invesco Global Distribution Fund (UK) changing to Invesco Global Income Fund (UK)

We have received notification from Invesco that, effective 1/03/2019, they will be changing the name of the Invesco Global Distribution Fund (UK) to the Invesco Global Income Fund (UK). Invesco Gbl Dist Z Acc/Inc changing to Invesco Gbl Income Z Acc/Inc

01/03/2019 Premier Diversified Fund

Name change - Premier Diversified Fund changing to Premier diversified Growth Fund

Premier have notified us that the Premier Diversified Fund will change name to the Premier diversified Growth Fund, effective 01/03/2019.

05/03/2019 Fidelity Global High Yield Y Inc/Acc

AMC Change - Fidelity Global High Yield Y

We have received a notification from Fidelity confirming that they have decided to reduce the AMC for the Fidelity Global High Yield Y funds from 0.75% to 0.60%. This change is effective immediately.

05/03/2019 City Financial Absolute Equity Fund

Fund Suspension - City Financial Absolute Equity Fund

A notification was received from City Financial stating that the City Financial Absolute Equity Fund is currently suspended for dealing due to the number of redemptions in the fund. As a result the funds have been closed to buys and sells with immediate effect. City Financial Abs Equity I Inc/Acc. Any model portfolios which contain the Fund will be impacted. As yet, we have not been given any indication of when the suspension may be lifted, however updates will be provided as they are received.

07/03/2019 Various Aberdeen Funds

AMC Change - Various Aberdeen Funds

We have received notification from Aberdeen Standard that both the AMC and the OCF for the below funds will be decreasing. Unfortunately we did not receive prior notice of this event and this is effective immediately. Stan Life Inv Gbl Idx Lkd Bd I Acc/Inc AMC changing from 0.50% to 0.40% and OCF changing from 0.61% to 0.51%. Stan Life Inv Gl Idx Ld Bd R Pf 1 A AMC changing from 0.50% to 0.40% and OCF changing from 0.66% to 0.56%. SLI ShrtDurGblIdLkBd P1 A AMC A/I changing from 0.50% to 0.30% and OCF changing from 0.66% to 0.46%. Stan Life Inv ShtDtdCorpBd P1 I AMC changing from 0.50% to 0.40% and OCF changing from 0.67% to 0.57%.

08/03/2019 Fidelity Multi Asset Defensive Fund and Fidelity Multi Asset Strategic Fund

Fund Merger - Various Fidelity Funds

Fidelity have notified us of a planned merger of some of their funds, effective 08/03/2019. We will close the donor funds to buys and sells on 22/02/2019. Model portfolios will then be affected until the merger has completed. All model portfolios and holdings will be repointed to the receiving funds when the merger is processed. Converting Fund Fidelity Multi Asset Defensive Fund Receiving Fund Fidelity Multi Asset Open Defensive Fund...|...Converting Fund Fidelity Multi Asset Strategic Fund Receiving Fund Fidelity Multi Asset Open Strategic Fund

11/03/2019 TM Overstone UCITS Equity Income Fund

Name Change - TM Overstone UCITS Equity Income Fund

We have received notification from Thesis that, effective 11/03/2019, the TM Overstone UCITS Equity Income Fund will be changing name to the Overstone Global Equity Income Fund. TM Ovstn UCTEqInc A Inc changing to Ovstn Gbl EqInc A Inc...|...TM Ovstn UCTEqInc C Acc changing to Ovstn Gbl EqInc C Acc...|... The TM Ovstn UCTEqInc I Acc/Inc chaning to Ovstn Gbl EqInc I Acc/Inc

11/03/2019 BMO Investment Funds (UK) ICVC VII

Pricing Change - BMO Investment Funds (UK) ICVC VII

With effect from 11/03/2018, a change is being made to the pricing policy of BMO Investment Funds (UK) ICVC VII. They will be moving from ‘bid’ and ‘offer’ pricing to a single ‘mid’ price.

12/03/2019 M&G Optimal Income Fund OEIC

Dealing Suspensions - M&G Optimal Income Fund OEIC

A notification has been received from M&G, stating that for the M&G Optimal Income Fund OEIC, there will be dealing suspensions from 12:00pm on 07/03/2019 to 11/03/2019, with the next available dealing date of 12/03/2019.Funds affected: M&G Optimal Income A Inc/Acc GBP...|...M&G Optimal Income X Inc/Acc GBP...|...M&G Optimal Income Inst Inc/Acc GBP...|...M&G Optimal Income R Inc/Acc

13/03/2019 Medicx Fund LD ORD NPV and PH Properties PLC Ord 12.5P

Fund Merger - Medicx Fund LD ORD NPV merging into PH Properties PLC Ord 12.5P

We have received notification from our third party stockbroker informing us of a merger involving Medicx Fund LD ORD NPV, which will be merged into PH Properties PLC Ord 12.5P. Therefore this has been closed to purchases and sales immediately. This is as at the record date of 13/03/2019. Unfortunately we did not receive prior notification of this. Model portfolios will be affected until the merger has completed. All model portfolios and holdings will be repointed to the receiving ETF when the merger is processed. Medicx Fund LD ORD NPV merging into PH Properties PLC Ord 12.5P

15/03/2019 Lyxor Eastern Europe C GBP

Fund Merger - Lyxor Eastern Europe C GBP into Multi Units Luxembourg Lyxor MSCI Eastern Europe Ex Russia UCI ETF – ACC USD

We have received notification from our third party stockbroker informing us of a merger involving Lyxor Eastern Europe C GBP, which will be merged into Multi Units Luxembourg Lyxor MSCI Eastern Europe Ex Russia UCI ETF – ACC USD. Therefore this has been closed to purchases and sales immediately. This is as at the record date of 15/03/2019. Unfortunately we did not receive prior notification of this. Model portfolios will be affected until the merger has completed. All model portfolios and holdings will be repointed to the receiving ETF when the merger is processed. Lyxor Eastern Europe C GBP merging into MulUntLxMSCIEstErexRusUETF A

18/03/2019 Various Janus Henderson Unit Trusts

Change to Pricing - Various Janus Henderson Unit Trusts

Janus Henderson have notified us that the below funds will be changed from dual priced to single pricing , effective 18/03/2019. Janus Henderson Asian Dividend Income Unit Trust. Janus Henderson Fixed Interest Monthly Income Fund. Janus Henderson Global Equity Fund. Janus Henderson Sterling Bond Unit Trust.

19/03/2019 Jupiter Monthly Income

Name Change - Jupiter Monthly Income

We have received notification from Jupiter that, effective 19/03/2019, they will be updating the names of the below funds to reflect its primary underlying exposure to alternative investments. Jupiter Monthly Income changing to Jupiter Monthly Alt Income. Jupiter Monthly Income I changing to Jupiter Monthly Alt Income I.

25/03/2019 ETFS DJ UBS All Commodities Forward 3Mth GBP ETF

Name Change - ETFS DJ UBS All Commodities Forward 3Mth GBP ETF changing to L&G UCITS PLC Longer Dated All Commodities ETF

We have received a notification that the ETFS DJ UBS All Commodities Forward 3Mth GBP ETF has changed its name to the L&G UCITS PLC Longer Dated All Commodities ETF. Unfortunately we did not receive prior notice of this change and it is effective immediately.

25/03/2019 Various Blackrock Funds

Name Change - Various Black Rock Funds

We have received a notification from Blackrock that the names of various funds as below will be changing, effective as of 25/03/2019.Blackrock Flexible Multi-Asset Fund changing to Blackrock ESG Multi-Asset Fund. Blackrock Global Opportunities Fund changes Blackrock Global Long-Horizon Equity Fund. Blackrock New Energy Fund changing to Blackrock Sustainable Energy Fund. Blackrock World Agriculture Fund changing to Blackrock Nutrition Fund

26/03/2019 Multi-Asset Risk Premia fund

Fund Closure - Multi-Asset Risk Premia fund

Neuberger have notified us of the closure of the Multi-Asset Risk Premia fund, effective 26/03/2019. All holdings on the effective date will be compulsorily redeemed. The fund will be closed to purchases and sales on 19/03/2019 Any model portfolios that contain the Fund will become invalid and need to be updated. Fund affected: NB Mlt Asst Rsk Prm I I GBP


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